RECENT TRANSACTIONS
WaveCrest Securities is active in debt and equity placements across sectors and verticals.
WaveCrest Securities is active in debt and equity placements across sectors and verticals.
* The Private Placement Transactions noted are only available to accredited investors who must meet certain minimum annual income or net worth thresholds. Investing in Private Placements involve risks including a complete loss of investment.
Client | Counterparty | Transaction Type | Industry | Comment | Completion | Size ($mm) |
---|---|---|---|---|---|---|
Comstock Homebuilding | N/A | Senior Debt Raise | Real Estate/Construction | Debt Arranger | 2011 | 25 |
Airvana Aquisition | N/A | Debt/M&A Advisory | Telecom Equipment | Buyside Advisor/Debt Arranger | 2010 | 160 |
Spheris Financing | N/A | Debt Advisory | Healthcare Services | Debt Arranger | 2010 | 115 |
Aspen Marketing Services | N/A | Mezz Debt Raise | Business Services | Debt Arranger | 2010 | 50 |
Medquist Financing | N/A | Mezz Debt Raise | Healthcare Services | Debt Arranger | 2010 | 85 |
GHL Acquisition Corp. | Iridium Holdings | SPAC Transaction | M&T/Telecom | Capital Markets SPAC Advisory Assignment for GHL Acquistion of Iridium | 2009 | 650 |
Indymac Bank | JC Flowers | FDIC Auction | Financial Services | Buy Side Advisor to Investor Group | 2009 | 2000 |
Peguform Group | Polytec Holdings, AG | Sale of Company | Industial/Automotive | Sale of Auto Parts Manufacturer | 2009 | 450 |
STS Logistics | RLS Corp. | Acquistion | Infastructure/Transportation | Acquistion to Create Third Largest Logistic Provider in Russia | 2009 | 100 |
Tory Burch, LLC | Tresalia Group | Minority Stake Sale | C&R/Fashion | Sale of Investment in Tory Burch Fashion House | 2009 | 120 |
Caspian Services | NA | Principal Investment | NR/Midstream | Convertible Debt Investment in CIS Based Oilfield Services Company | 2008 | 15 |
Fesco | NA | Principal Investment | Infastructure/Transportation | Acquistion of Stake in Russian Port and Rail Company | 2008 | 20 |
IAP Worldwide Services | Cerberus Capital | Debt Restructuring | Aerospace/Defense | Debt Restructuring Arranger | 2008 | - |
LNR Property | LNR Property | Debt Exchange | Real Estate | Sole Arranger | 2008 | 400 |
Penn National Gaming Corp. | Fortress Group | Leveraged Buyout | Gaming | Buy Side Advisor and Debt Provider | 2008 | 6100 |
Adessa | Value Act Capital | Leveraged Buyout | Auto Auctions | Debt Arranger | 2007 | 3700 |
Balnak | NA | Principal Investment | Infrastructure/Transportation | Acquisition Of Turkish and Trucking Freight Forwarding Comapny | 2007 | 28 |
Fortress Group | Fortress Group | Initial Public Offering | Financial Services | Lead Arranger | 2007 | 634 |
IWCO Direct | Avista Capital | Leveraged Buyout | Business Services | Sell Side Advisor and Debt Provider | 2007 | - |
Och-Ziff Capital | Och-Ziff Capital | Initial Public Offering | Financial Services | Lead Arranger | 2007 | 1150 |
Seacastle Inc. | Fortress Group | Leveraged Buyout | Infrastructure/Transportation | Lead Debt Arranger | 2007 | - |
STS Logistics | NA | Principal Investment | Infrastructure/Transportation | Acquisition of Russian Project Logistics Company | 2007 | 21 |
UPC Wind | DE Shaw | Tax Financing | CleanTech/Wind | Debt Arranger | 2007 | - |
Aircasle, LTD | Fortress Group | Initial Public Offering | Infrastructure/Transportation | Lead Arranger | 2006 | 209 |
Carlyle Leasing | Fortress | Group Leveraged Buyout | Equipment Leasing | Debt Arranger | 2006 | 600 |
Intrawest ULC | Fortress Group | Leveraged Buyout | Leisure | Buy Side Advisor and Debt Provider | 2006 | 28000 |
RLS Corp. | NA | Principal Investment | Infrastructure/Transportation | Acquisition of Turkish Trucking and Freight Forwarding Company | 2006 | 17 |
Seitel Inc. | Value Act Capital | Leveraged Buyout | NR/Energy Services | Lead Debt Arranger | 2006 | 780 |
Daiei Inc. | Advantage Partners | Leveraged Buyout | C&R/Retail | Buy Side Advisor to Investor Group | 2005 | 600 |
Naftrans | NA Principal | Investment | Infrastructure/Transportation | Acquisition of Stake in Black Sea Oil Terminal | 2005 | 15 |
Takefuji Corporation | Takefuji | Financing | Consumer Finance | Debt Arranger | 2005 | 600 |
DDI Pocket | Carlyle Group | Leveraged Buyout | M&T/Telecom | Buy Side Advisor to Investor Group | 2004 | 2000 |
Golf Seiyo YK | Deutsche Bank | Private Sale | Leisure | Investment | 2004 | 7 |
Japan Telecom | Ripplewood | Leveraged Buyout | M&T/Telecom | Debt Arranger | 2003 | 2500 |
D+M Holdings | Ripplewood | Leveraged Buyout | Industrial/Components | Buy Side Advisor and Debt Provider | 2002 | 250 |
Orient Shinpan | Unison Capital | Leveraged Buyout | Consumer Finance | Buy Side Advisor and Debt Provider | 2000 | 200 |
Shinsei Bank | JC Flowers | Government Auction | Financial Services | Principal Investor | 2000 | - |
General DataComm | PCTel Inc. | Corporate Divestiture | Technology/IP | Sale of Communication Systems Division | 1999 | - |
Japan Tobacco Inc. | RJ Nabisco Inc. | Acquisition | Consumer | M&A Advisor on its Acquisition of RJR International | 1999 | 8000 |
Japan Tobacco Inc. | NA | Acquisition Financing | C&R/Tobacco | Acquisition Bridge Loan; Sole Books | 1999 | 5000 |
Japan Tobacco Inc. | NA | F/X Hedge | C&R/Tobacco | Acquisition F/X Hedge; Sole Agent | 1999 | 4200 |
Japan Tobacco Inc. | NA | Credit Facility | C&R/Tobacco | Credit Facility; Joint Books | 1999 | 5000 |
Millennium Seacarriers | NA | High Yield Financing | Infrastructure/Transportation | Facilitated High Yield Financing Transaction | 1999 | 100 |
Ispat Sidbec | NA | Credit Facility | NR/Metals & Mining | Facilitated Arrangement of Credit Facility | 1998 | 400 |
Navigator Gas Transport | NA | High Yield Financing | Infrastructure/Transportation | Facilitated High Yield Financing Transaction | 1998 | 304 |
Prestolite Electric/Genstar | NA | High Yield Financing | Industrial/Manufacturing | Facilitated High Yield Financing Transaction | 1998 | 125 |
Textron, Inc. | Woodward Governor Corp. | Corporate Divestiture | Aerospace/Defense | Sale of Textron Fuel Systems Inc; Provided Fairness Opinion | 1998 | 160 |
Birmingham Steel | NA | Follow-on Offering | NR/Metals & Mining | Facilitated Follow-on Offering | 1997 | 20 |
Blackstone | Haynes International | Acquisition | NR/Metals & Mining | M&A Advisor to Blackstone on acquisition | 1997 | - |
Ispat International | NA | Initial Public Offering | NR/Metals & Mining | Facilitated Initial Public Offering | 1997 | 765 |
Tower Automotive | NA | Follow-on Offering | Industrial/Automotive | Facilitated Follow-on Offering | 1997 | 395 |
Haynes International | NA | High Yield Financing | NR/Metals & Mining | Facilitated High Yield Financing Transaction | 1996 | 140 |
Keystone Consolidated Industries | Desoto | Acquisition | NR/Metals & Mining | M&A Advisor on Acquisition of Desoto, Inc. | 1996 | - |
National Steel | NA | Follow-on Offering | NR/Metals & Mining | Facilitated Follow-on Offering | 1996 | 100 |
Oregon Steel Mills, Inc. | NA | Follow-on Offering | NR/Metals & Mining | Facilitated Follow-on Offering | 1996 | 75 |
Oregon Steel Mills, Inc. | NA | High Yield Financing | NR/Metals & Mining | Facilitated High Yield Financing Transaction | 1996 | 235 |
Schnitzer Steel Industries | NA | Follow-on Offering | NR/Metals & Mining | Facilitated Follow-on Offering | 1996 | 75 |
Standard Motor Products | NA | High Yield Financing | Industrial/Automotive | Facilitated High Yield Financing Transaction | 1996 | 75 |
Steel Dynamics, Inc. | NA | Initial Public Offering | NR/Metals & Mining | Facilitated Initial Public Offering | 1996 | 160 |
ABC Rail Products | NA | Follow-on Offering | Infrastructure/Transportation | Facilitated Follow-on Offering | 1995 | 55 |
Grupo IMSA (Mexico) | NA | Initial Public Offering | NR/Metals & Mining | Facilitated Initial Public Offering | 1995 | 157 |
Ivaco Inc. (Canada) | Birmingham Steel | Acquisition | NR/Metals & Mining | Acquisition of Birmingham Steel Subsidiary | 1995 | 150 |
Ivaco Inc. (Canada) | NA | High Yield Financing | NR/Metals & Mining | Facilitated High Yield Financing Transaction | 1995 | 150 |
R.H. Macy's | NA | Restructuring | C&R/Retail | Chapter 11 Advisor to Unsecured Creditors Committee | 1994 | - |
Reliable Stores, Inc. | NA | Restructuring | C&R/Retail | Advisor to ESOP in share repurchase program | 1994 | - |
Weirton Steel | NA | Follow-on Offering | NR/Metals & Mining | Facilitated Follow-on Offering | 1994 | 140 |
AM International | NA | Restructuring | Industrial/Manufacturing | Chapter 11 Advisor to Unsecured Creditors Committee | 1993 | - |
CWT Specialty Stores | NA | Restructuring | C&R/Retail | Advisor to Board of Directors in Debt/Equity Exchange | 1993 | - |
Trizec Corp. | NA | Restructuring | Real Estate | Financial Advisor in Out-of-Court Restructuring | 1993 | - |